Rights and Obligations

Our Role as a Distributor

Aadinath Investment operates as an AMFI-registered Mutual Fund Distributor. The primary role of a mutual fund distributor is to help investors access mutual fund products, support transaction execution, and recommend suitable schemes based on investor profile, financial goals, and product relevance.

Investor Rights

Obligations of Aadinath Investment

1. To act within the permitted scope of an AMFI-registered Mutual Fund Distributor.
2. To assess investor risk profile and suitability before making mutual fund recommendations.
3. To avoid presenting itself as a SEBI-registered investment adviser unless separately registered in that capacity.
4. To avoid misleading statements, guaranteed return claims, or unsuitable product positioning.
5. To maintain appropriate records relating to investor profiling, communication, and transaction support.
6. To handle investor complaints responsibly and support the grievance redressal process.
7. To protect confidentiality of investor information except where disclosure is required for regulatory, operational, legal, or transaction-related purposes.

Responsibilities of Investors

1. To read and understand all scheme-related documents carefully before investing.
2. To provide accurate KYC, bank, nominee, mobile number, email, and other required information.
3. To ensure personal and transaction details remain updated from time to time.
4. To review statements, confirmations, and communication received in relation to investments.
5. To understand that mutual fund investments are subject to market risks and may not be suitable for every objective or time horizon.
6. To preserve investment and transaction-related records for future reference and grievance handling if needed.

Execution-Only Situations

If an investor chooses to proceed with a transaction that is not aligned with the normal suitability-based approach, an appropriate written communication or acknowledgement may be obtained and maintained as part of the compliance and servicing process.

Communication Standards

Aadinath Investment may explain mutual fund product features, category behaviour, process-related aspects, and suitability factors relevant to distribution. However, such communication should not be interpreted as personalised investment advice, portfolio management, or financial planning unless separately permitted and registered under the applicable regulatory framework.

Grievance Escalation

Investors should first raise complaints directly with Aadinath Investment through the contact details provided on the website. If unresolved, they may use the relevant regulatory or dispute-resolution mechanisms made available from time to time, including applicable SEBI and securities market grievance channels.

For support, investors may contact services@aadinathinvestment.com or call +91-9428855111.